Nicole Yen
Investment adviser representative at Thrivent Investment Management Inc.
13 yearsExperience
2 statesRegistered in
$20.8BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Thrivent FinancialOct 2024 to now
- Thrivent Investment Management Inc.Jul 2024 to now
- Attentive MobileMar 2021 to Oct 2024
- SpotxApr 2019 to Mar 2021
- Planned Parenthood Action FundJul 2018 to Jan 2019
- GoogleApr 2018 to Jul 2018
- Kv RecruitmentNov 2017 to Apr 2018
- Bert & Ernie's PreschoolFeb 2017 to Oct 2017
- University of California, DavisAug 2013 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (TX, WY).
Thrivent Investment Management Inc.
$20.8BAssets managed
125,754Clients
3,179Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7939946
- Firm CRD
- 18387