Stephen Cooley
Investment adviser representative at LPL Enterprise, LLC
8 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
8 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaSep 2024 to now
- Pruco Securities LLCMay 2024 to Nov 2024
- UnemployedMar 2024 to May 2024
- Milton Point ProvisionsMar 2024 to Mar 2024
- Billy & Pete GroupAug 2020 to Mar 2024
- UnemployedSep 2019 to Aug 2020
- UnemployedNov 2017 to Aug 2019
- Le TailleventSep 2017 to Nov 2017
- Le Cordon BleuSep 2016 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7939441
- Firm CRD
- 8733