Hope Duncan
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Sage, Rutty & Co., Inc.Dec 2025 to now
- Sage Rutty & Co., Inc.May 2025 to Aug 2025
- Sage Rutty & Co., Inc.Dec 2024 to Jan 2025
- Sage Rutty & Co., Inc.May 2024 to Aug 2024
- Michigan State UniversityAug 2022 to Dec 2025
- St. Ann's Community at Cherry RidgeApr 2022 to Apr 2025
- Old NavyJul 2020 to Jan 2023
- Our Lady of Mercy School for Young WomenSep 2015 to May 2022
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (FL).
Sage, Rutty & Co., Inc.
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7925028
- 3254