David M Hawley
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Mutual Advisors, LLCMay 2026 to now
- Mutual Advisors, LLC dba Stoneford AdvisorsMay 2026 to now
- Innovative Planning GroupMay 2024 to May 2026
- LPL Financial LLCMay 2024 to May 2026
- Stoneford PartnersJun 2023 to Aug 2023
- GiuliaJul 2022 to Jun 2025
- Unniversity of Minnesota - Carlson School of ManagementSep 2020 to Dec 2023
- DoordashNov 2019 to May 2023
- Pizza HutMar 2018 to Aug 2020
- Dairy QueenAug 2017 to Jun 2019
- Woodbury High SchoolSep 2016 to Jun 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (MN).
Mutual Advisors, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7913994
- 167658