Troy Chaplin
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Cassaday & Company, Inc.Jan 2026 to now
- Osaic Wealth, Inc.Jan 2026 to now
- Cetera Investment Advisers LLCOct 2025 to Dec 2025
- The HuntonJul 2025 to Jan 2026
- Cetera Investment Services LLCMay 2025 to Dec 2025
- The Wine KitchenApr 2025 to Jul 2025
- Cetera InvestorsMay 2024 to Dec 2025
- Randy's Prime Seafood and SteaksMay 2020 to May 2025
- UnemployedMar 2020 to May 2020
- Willis Towers WatsonJan 2019 to Mar 2020
- Jersey MikesAug 2017 to Dec 2018
- StudentAug 2015 to Dec 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (VA).
Cassaday & Company, Inc.
Legal name: Cassaday & Co Wealth Management LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7905233
- 317672