Benjamin Kollender
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
Contact this advisor
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
13 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- XML Financial GroupJun 2024 to now
- XML Securities, LLCJun 2024 to now
- MML Investors Services, LLCFeb 2024 to May 2024
- MassMutual Life Insurance CoMay 2022 to May 2024
- Samson Wealth Management GroupJun 2021 to Aug 2021
- Philadelphia Athletics Youth SportsAug 2020 to Jul 2021
- Philadelphia Prime BaseballAug 2020 to May 2021
- Spartan Biopharma LLCJun 2020 to Oct 2020
- Muhlenberg CollegeAug 2019 to May 2023
- Nekter Juice BarJun 2019 to Aug 2019
- Squeeky Clean ServicesJun 2019 to Aug 2019
- Strongbridge Biopharma PlcJun 2018 to Aug 2018
- Friends' Central SchoolAug 2013 to Aug 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (FL, PA).
XML Financial Group
Legal name: XML Financial, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7868261
- 284987