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Darren Williams

Investment adviser representative at Wallace Hart Capital Management
11 yearsYears since first job or exam
1 stateRegistered in
$264M
9 yearsFirm in business

How is this counted?

Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

Experience

11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.

  1. Wallace Hart Capital ManagementOct 2026 to now
  2. Sayre BaseballMar 2024 to now
  3. J.P Morgan Securities LLCMay 2025 to Sep 2026
  4. JPMorgan Chase Bank, N.A.May 2025 to Sep 2026
  5. Champions Lexington LLCDec 2024 to Feb 2025
  6. MML Investors Services, LLCAug 2024 to May 2025
  7. Westpoint Financial Group A MassMutual Life Insurance CoMar 2024 to Apr 2025
  8. UnemployedJan 2024 to Feb 2024
  9. Direct Customer Solutions LLCJul 2023 to Dec 2023
  10. University of KentuckyJun 2022 to Jun 2023
  11. Kentucky Baseball Club IncJun 2022 to Aug 2022
  12. UnemployedMay 2015 to May 2022

Exams passed

  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (KY).

Wallace Hart Capital Management

Legal name: Wallace Hart LLC

$264M
230Clients
5Advisers
9 yearsIn business

Official records

Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

7858778
285981
Advisor's SEC record (opens in a new tab)
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