Sumanpreet Kaur Dhillon
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Riverfront Investment Group, LLCJul 2023 to now
- Alps Distributors, Inc.Sep 2023 to May 2026
- American Fast HomebuyersJun 2023 to Aug 2023
- JPMorgan & ChaseJun 2022 to Aug 2022
- DominosMay 2021 to Jan 2022
- Vcu Residential Life and HousingDec 2020 to Jun 2022
- Virginia Commonwealth UniversityAug 2020 to May 2023
- Davids BridalJun 2020 to Aug 2020
- AldiApr 2020 to Jun 2020
- TargetNov 2019 to Jan 2021
- Osbourn Park HighschoolAug 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (VA).
Riverfront Investment Group, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7812943
- 146221