Cassy Yuen
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Cassy Yuen? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2026 to now
- Ocean First Bank/ Flushing BankMay 2026 to Jul 2026
- Family BusinessAug 2025 to May 2026
- J.P. Morgan Securities LLCOct 2024 to Jul 2025
- JPMorgan Chase Bank, N.A.Oct 2024 to Jul 2025
- New York Life Insurance CompanySep 2023 to Oct 2024
- Nylife Securities LLCSep 2023 to Oct 2024
- Applied Sound CorpJun 2023 to Aug 2023
- Tourneau LLCAug 2022 to Mar 2023
- Bonpoint USA IncMar 2018 to Apr 2018
- Himax Dream Eyewear IncJan 2013 to Jul 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NY).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7809400
- Firm CRD
- 7691