Dorothy Geissler Downs
Investment adviser representative at RBC Capital Markets, LLC
20 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- RBC Capital Markets, LLCSep 2024 to now
- UBS Financial ServicesOct 2023 to Sep 2024
- Kimball MidwestMay 2022 to Sep 2023
- Unemployed - Covid Break- Sold BusinessNov 2021 to May 2022
- Excellence In ExerciseJan 2006 to Oct 2021
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (GA, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7808916
- Firm CRD
- 31194