Samantha Elizabeth Swayze
Investment adviser representative at Northern Trust Investments, Incorporated
14 yearsExperience
1 stateRegistered in
$1.2TFirm assets
37 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
14 years in the industry.
- Northern Trust Investments, IncorporatedDec 2024 to now
- Northern Trust BankNov 2024 to now
- Northern Trust Securities, Inc.Nov 2024 to now
- Murphy & SylvestSep 2023 to Oct 2024
- Murphy & Sylvest Wealth ManagementJun 2023 to Aug 2023
- StudentJan 2021 to May 2023
- StudentAug 2018 to Dec 2020
- StudentDec 2012 to Jun 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (IL).
Northern Trust Investments, Incorporated
$1.2TAssets managed
41,027Clients
31Advisers
37 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7808835
- Firm CRD
- 105780