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Mouhammad R Ouedraogo

Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

12 years in the industry.

  1. Bank of America, N.A.Jan 2025 to now
  2. Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2024 to now
  3. Thrivent FinancialJan 2024 to Oct 2024
  4. Thrivent Investment Management IncOct 2023 to Oct 2024
  5. Firstbank Holding CoJun 2023 to Jul 2023
  6. Jefferson CountyJan 2023 to May 2023
  7. Regis UniversitySep 2022 to Dec 2023
  8. Regis UniversityJan 2022 to Apr 2022
  9. Regis UniversityAug 2021 to Dec 2021
  10. Firstbank Holding CoJan 2021 to Aug 2021
  11. Firstbank Holding CoAug 2020 to Dec 2020
  12. Eastern Washington UniversitySep 2014 to Jun 2020

Exams passed

  • Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 2 states (CO, TX).

Merrill Lynch, Pierce, Fenner & Smith Incorporated

$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7808104
Firm CRD
7691
Advisor's SEC record (opens in a new tab)
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