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Michelle Swinton

Investment adviser representative at Northwestern Mutual Investment Services,LLC
10 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

10 years in the industry.

  1. Northwestern Mutual Investment Services, LLCJul 2026 to now
  2. Northwestern Mutual Life Insurance CompanyJun 2026 to now
  3. UnemployedOct 2025 to Jun 2026
  4. Morgan StanleyOct 2023 to Oct 2025
  5. Judi Palmer Mitchell State FarmJan 2019 to Oct 2023
  6. UnemployedJun 2017 to Jan 2019
  7. Cellular Sales Services VerizonAug 2016 to Jun 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2024
  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (WI).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7808062
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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