Christian Stone Thompson
Investment adviser representative at HSBC Securities (USA) Inc.
14 yearsExperience
20 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
14 years in the industry.
- HSBC Securities (USA) Inc.Dec 2025 to now
- HSBC Bank USA, N.A.Nov 2025 to now
- MML Investors Services, LLCSep 2023 to Oct 2025
- Massmutual Life Insurance CoSep 2022 to Oct 2025
- Lockport Town & Country ClubSep 2018 to Mar 2025
- Reids Drive InnMay 2015 to May 2019
- Lockport School DistrictSep 2012 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 20 states (AK, AL, DE, GA, IA, KS, LA, MD, ME, MN, MT, NC, ND, NE, NM, NY, PR, TX, UT, VI).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7807827
- Firm CRD
- 19585