Cole Peake
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
9 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- Bank of America, N.A.Oct 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 to now
- Prudential FinancialFeb 2024 to Sep 2024
- Pruco Securities LLCJul 2023 to Sep 2024
- Mexicali BrewsJul 2023 to Aug 2024
- Landing Operations LLCJun 2023 to Jul 2023
- Olde Queens TavernAug 2021 to May 2023
- Strava Technology GroupJun 2021 to Aug 2021
- DoordashJan 2020 to Jul 2021
- Rutgers UniversityAug 2019 to Aug 2023
- Healthquest Fitness CenterAug 2017 to Aug 2020
- Hunterdon Central Regional HighschoolSep 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7807781
- Firm CRD
- 7691