Carter M Kane
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Carter M Kane? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- Central Trust BankSep 2023 to now
- LPL Financial LLCSep 2023 to now
- First Midwest Bank of the OzarksAug 2022 to Aug 2023
- Hensel Painting CompanyMay 2022 to Aug 2022
- Harpos Bar and GrillMay 2021 to Aug 2021
- Westborough Country ClubMay 2020 to Aug 2020
- University of Missouri-columbiaAug 2019 to Jul 2023
- Giant Steps School for AutismMay 2019 to Aug 2019
- Saint Louis University High SchoolAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (MO).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7806035
- Firm CRD
- 6413