William Moy
Investment adviser representative at Swan Capital
10 yearsExperience
2 statesRegistered in
$351.4MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Swan CapitalJun 2025 to now
- Edward JonesDec 2023 to May 2025
- First Command Brokerage Services, IncAug 2023 to Nov 2023
- United States Marine CorpsMay 2021 to May 2023
- Ims GearMay 2020 to May 2021
- North Greenville UniversityAug 2016 to May 2020
- US Soccer FederationAug 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (AL, FL).
Swan Capital
Legal name: Swan Capital, LLC
$351.4MAssets managed
671Clients
6Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7803408
- Firm CRD
- 305793