Phillip Zayas
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Aug 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2022 to now
- Bank of AmericaMay 2022 to Aug 2023
- Cardinal FinancialNov 2021 to May 2022
- Prosperity Home MortgageApr 2021 to Nov 2021
- Rocket MortgageJan 2021 to Apr 2021
- PennymacFeb 2020 to Dec 2020
- Folsom Lake ToyotaMay 2017 to Feb 2020
- The Element Student LivingFeb 2017 to May 2017
- Gill IndustriesFeb 2016 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7802955
- Firm CRD
- 7691