Raymond Yau
Investment adviser representative at LPL Enterprise, LLC
23 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
23 years in the industry.
- LPL Enterprise, LLCMar 2026 to now
- Xmvisuals LLC dba FastsignsMay 2019 to now
- Forthright Capital Advisory LLCFeb 2025 to Mar 2026
- Forthright Capital Partners LLCFeb 2025 to Mar 2026
- Forthright Capital Advisory LLCJul 2024 to Dec 2024
- Forthright Capital Partners LLCJul 2024 to Dec 2024
- First Command Advisory Services , IncMar 2024 to Jul 2024
- First Command Insurance Services , IncMar 2024 to Jul 2024
- Fly LLC dba PresoteaApr 2020 to Nov 2024
- United States Navy Esg-3 CommandJan 2003 to Feb 2024
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7802363
- Firm CRD
- 8733