John Keene
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCAug 2025 to now
- First HorizonAug 2023 to now
- Tri-state Financial AdvisorsJan 2023 to Apr 2023
- DoordashJan 2020 to Jan 2023
- High Point UniversityJul 2019 to Aug 2023
- UnemployedMar 2018 to Jul 2019
- Harris TeeterJan 2017 to Mar 2018
- UnemployedJan 2013 to Jan 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7802266
- Firm CRD
- 6413