Leo Francis Cormier
Investment adviser representative at Advisors Asset Management, Inc.
13 yearsExperience
1 stateRegistered in
$2.2BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Advisors Asset Management, Inc.Feb 2024 to now
- Cambridge Investment Research Inc.Aug 2023 to Feb 2024
- David Cosentino Dc Services NY LLC dba Mrkr MediaAug 2022 to Feb 2024
- The Npd GroupJun 2022 to Aug 2022
- Dicks Sporting GoodsMar 2022 to May 2022
- Binghamton UniversityAug 2019 to May 2023
- UnemployedJan 2013 to Jul 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NY).
Advisors Asset Management, Inc.
$2.2BAssets managed
1,505Clients
127Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7801849
- Firm CRD
- 46727