Diana lara Zapata
Investment adviser representative at RBC Capital Markets, LLC
13 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- RBC Capital Markets, LLCApr 2025 to now
- J.P. Morgan Securities LLCSep 2023 to Apr 2025
- First Republic Securities Company, LLCAug 2023 to Apr 2025
- First Republic Investment Management, IncJan 2023 to Apr 2025
- PepsicoMay 2022 to Aug 2022
- Cuny Lehman CollegeJun 2021 to Dec 2022
- Suny Westchest Community CollegeMar 2020 to Jun 2021
- Ismile OrthodonticsSep 2019 to Mar 2020
- Jaguar Land Rover of Larchmont/new RochelleJan 2018 to Jul 2019
- UnemployedAug 2017 to Jan 2018
- Mercedes-benz of New RochelleNov 2013 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NY).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7801641
- Firm CRD
- 31194