Michael Rich Smith

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

• Financial planning
• Portfolio management
• Pension consulting

Experience

10 years in the industry.

1. The Patriot Financial Group, LLCJun 2026 to now
2. Patriot Financial Group, LLCMay 2026 to now
3. Unified Legacy Advisors, LLCMay 2026 to now
4. LPL Enterprise LLCNov 2025 to May 2026
5. J.P. Morgan Securities LLCJun 2025 to Oct 2025
6. JP Morgan Chase & CoJun 2025 to Oct 2025
7. Fidelity InvestmentsAug 2023 to Jun 2025
8. Omaha Gutter Company 1, LLCMay 2022 to Jul 2023
9. Squeeze MediaApr 2022 to Apr 2022
10. Ess WestJan 2022 to Aug 2022
11. Provo City Parks and RecNov 2021 to Dec 2021
12. Sunergy SolarMay 2021 to May 2023
13. Zeo EnergyApr 2021 to Nov 2021
14. Brigham Young University - IdahoJan 2021 to Apr 2023
15. The Church of Jesus Christ of Latter-day SaintsJan 2019 to Jan 2021
16. Dish One Satellite LLCNov 2018 to Jan 2019
17. Brigham Young University - IdahoSep 2018 to Dec 2018
18. Ross Stores, IncFeb 2018 to Jun 2018
19. Riverhouse DesignNov 2017 to Aug 2018
20. Ross StoresJul 2017 to Nov 2017
21. Popeyes Louisiana KitchenJan 2017 to Jun 2017
22. Jordan School DistrictAug 2016 to Feb 2017

Exams passed

• Series 63 · Uniform Securities Agent State Law2023
• Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 1 state (NE).

The Patriot Financial Group, LLC

Legal name: The Patriot Financial Group Insurance Agency, LLC

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD

7801279

Firm CRD

172470