Ronald Serio
Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
11 years in the industry.
- Martin WilliamsJun 2026 to now
- Paul Martin WilliamsJun 2026 to now
- Northwestern Mutual Wealth Management CompanyJan 2026 to now
- F Mackey SchneiderJul 2025 to now
- Northwestern Mutual Investment Services, LLCJun 2025 to now
- Samuel ArthurJun 2025 to now
- Morgan StanleyOct 2023 to May 2025
- Mellow MushroomMay 2023 to Oct 2023
- Federal Reserve Bank of AtlantaMay 2022 to Jul 2022
- StudentAug 2019 to Aug 2023
- Swim Atlanta Pool ManagementMay 2019 to Aug 2021
- StudentAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (GA).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7801094
- Firm CRD
- 2881