Nicholas Keith Jones
Investment adviser representative at UBS Financial Services Inc.
9 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- UBS Financial Services Inc.Aug 2025 to now
- Fidelity InvestmentsJul 2024 to Jun 2025
- UnemployedMay 2024 to Jul 2024
- UBSSep 2023 to Apr 2024
- Kuhne + NagelJun 2023 to Aug 2023
- Brightview HealthJun 2022 to Aug 2022
- Procter & GambleMay 2021 to Aug 2021
- Univeristy of DaytonAug 2020 to May 2024
- UnemployedMay 2020 to Aug 2020
- Cavalier Distributing CompanyNov 2019 to Jun 2023
- ST. XavierAug 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (OH).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7798639
- Firm CRD
- 8174