Rexhep Capri
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
9 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- Bank of America, N.A.Oct 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 to now
- Northwestern Mutual Wealth Management CompanyFeb 2024 to Aug 2024
- Northwestern Mutual Investment Services LLCSep 2023 to Aug 2024
- Northwestern Mutual Life Insurance CompanySep 2023 to Aug 2024
- UnemployedMar 2023 to Aug 2023
- J Mchale and Associates IncApr 2022 to Jan 2023
- UnemployedMay 2021 to Jan 2022
- Planned CompaniesAug 2020 to Apr 2021
- UnemployedJun 2020 to Jul 2020
- Capri Architectural WindowsJun 2019 to May 2020
- Pace UniversitySep 2015 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7798061
- Firm CRD
- 7691