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Sarah Kaiser

Investment adviser representative at Tcw Investment Management Company LLC
11 yearsExperience
51 statesRegistered in
$38.8BFirm assets
39 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsPerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

11 years in the industry.

  1. Tcw Investment Management Company LLCSep 2024 to now
  2. Tcw Funds DistributorsAug 2024 to now
  3. Tcw LLCAug 2024 to now
  4. Blackrock Investments, LLCAug 2023 to Aug 2024
  5. BlackrockSep 2022 to Aug 2024
  6. Extended Travel/unemployedJun 2022 to Sep 2022
  7. Booz Allen HamiltonMar 2020 to Jun 2022
  8. Burness CommunicationsAug 2019 to Mar 2020
  9. Hamilton CollegeJun 2015 to Aug 2019

Exams passed

  • Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 51 states (AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TX, UT, VA, VI, VT, WA, WI, WV, WY).

Tcw Investment Management Company LLC

$38.8BAssets managed
4,945Clients
39Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7797733
Firm CRD
106546
Advisor's SEC record (opens in a new tab)
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