Heather Anne Allen
Investment adviser representative at LPL Enterprise, LLC
11 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaSep 2024 to now
- Pruco Securities LLCJul 2024 to Nov 2024
- Bankers Life Securities, IncSep 2023 to Jul 2024
- Bankers Life & Casualty, IncSep 2022 to Jul 2024
- Ashties Beach ShackSep 2022 to Jul 2023
- Sunbuggy Fun RentalsJun 2022 to Sep 2022
- Disease Managment NetowrkAug 2018 to Feb 2024
- Coral Academy of ScienceAug 2013 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (CA, NV).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7797386
- Firm CRD
- 8733