Alexander Frederick hines Caldwell
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Aug 2025 to now
- UnemployedDec 2024 to Aug 2025
- UBS Financial Services Inc.Jun 2024 to Aug 2024
- Wells FargoJun 2023 to Aug 2023
- Howard UniversityAug 2022 to Dec 2024
- UberMay 2021 to Jan 2024
- Southern Methodist UniversityAug 2020 to Dec 2021
- Chic-fil-aMay 2018 to Jul 2018
- Kinkaid High SchoolAug 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NJ).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7794499
- Firm CRD
- 8174