Pauline Yip
Investment adviser representative at Charles Schwab & Co., Inc.
15 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
15 years in the industry.
- Charles Schwab & Co., Inc.May 2024 to now
- Charles Schwab Bank SsbMay 2024 to now
- The Vanguard Group, Inc.Sep 2023 to now
- Southern New Hampshire UniversityAug 2022 to now
- UnemployedFeb 2024 to May 2024
- VanguardSep 2023 to Feb 2024
- UnemployedApr 2023 to Sep 2023
- Genoa HealthcareAug 2021 to Apr 2023
- Foot and Ankle CenterJun 2019 to Aug 2021
- Advanced RxJan 2017 to Aug 2019
- Cvs HealthAug 2011 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (PA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7794435
- Firm CRD
- 5393