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James Byungwoo Lee

Investment adviser representative at XML Financial Group
10 yearsYears since first job or exam
1 stateRegistered in
$3.3B
10 yearsFirm in business

How is this counted?

Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.

Contact this advisor

(301) 770-5234Firm's SEC record

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

Experience

10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.

  1. XML Financial GroupOct 2026 to now
  2. XML Securities, LLCOct 2026 to now
  3. MassMutual Life Insurance CoMar 2024 to Oct 2026
  4. MML Investors Services, LLCAug 2023 to Oct 2026
  5. Howard County Public Schools - Lime Kiln Middle SchoolSep 2022 to Jul 2023
  6. Howard County Public Schools - Hammond High SchoolSep 2022 to Nov 2022
  7. Howard County Public Schools - Extended School Year ProgramJul 2022 to Aug 2022
  8. The Headfirst CompaniesJun 2022 to Aug 2022
  9. DoordashJan 2022 to May 2022
  10. Hola SeoulSep 2021 to Dec 2021
  11. I-tech USA, Inc.Mar 2021 to Aug 2021
  12. Home Service NetworkSep 2020 to Feb 2021
  13. Juventus Academy DC MetroAug 2020 to Feb 2021
  14. York St. John UniversityAug 2017 to Jul 2020
  15. Crab KickersMay 2017 to May 2018
  16. UnemployedFeb 2017 to Apr 2017
  17. University of Maryland - Baltimore CountyAug 2016 to Jan 2017

Exams passed

  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 1 state (MD).

XML Financial Group

Legal name: XML Financial, LLC

$3.3B
2,944Clients
29Advisers
10 yearsIn business

Official records

Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure site.

7794053
284987
Advisor's SEC record
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