Mauricio Serpa
Investment adviser representative at Bbva Global Wealth Advisors, Inc.
11 yearsExperience
1 stateRegistered in
$1.4BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Bbva Global Wealth Advisors, Inc.Jan 2026 to now
- UnemployedNov 2025 to Jan 2026
- MML Investors Services, LLCMar 2025 to Oct 2025
- Massmutual Life Insurance CoNov 2024 to Oct 2025
- Northwestern Mutual Investment Services LLCAug 2023 to Oct 2024
- Northwestern Mutual Life Insurance CompanyAug 2023 to Oct 2024
- Quantumleaf SoftwareApr 2022 to Aug 2023
- Chippin LLCSep 2021 to Apr 2022
- UnemployedMar 2020 to Sep 2021
- Quantumleaf SoftwareDec 2019 to Mar 2020
- Capaxia LLCNov 2018 to Dec 2019
- Atlantic Specialty Coffee RoastersDec 2017 to Nov 2018
- Quantumleaf SoftwareJun 2017 to Dec 2017
- Johns Hopkins UniversityAug 2015 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
Bbva Global Wealth Advisors, Inc.
$1.4BAssets managed
792Clients
51Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7793985
- Firm CRD
- 327326