Benjamin John Spence
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
Are you Benjamin John Spence? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Principal Securities, Inc.Aug 2023 to now
- Principal Life Insurance CompanyAug 2023 to now
- Extended Travel and StudyingJun 2023 to Aug 2023
- Brankerslife and CasualtyApr 2021 to Jun 2023
- University of Northern IowaAug 2018 to Dec 2021
- Des Moines YmcaJun 2017 to Aug 2020
- Full Time StudentJun 2013 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (IA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7792619
- Firm CRD
- 1137