Austin Simon
Investment adviser representative at Morgan Stanley
10 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Morgan StanleyMay 2026 to now
- Morgan Stanley Private Bank, N.AMay 2026 to now
- LPL Enterprise, LLCNov 2024 to Apr 2026
- The Prudential Insurance Company of AmericaNov 2023 to Apr 2026
- Pruco Securities LLCNov 2023 to Nov 2024
- New York LifeJul 2023 to Oct 2023
- UnemployedJan 2023 to Jul 2023
- Federated InsuranceSep 2020 to Jan 2023
- UnemployedMar 2020 to Sep 2020
- Can-USA Sports, LLCAug 2018 to Mar 2020
- Binghamton Devils Hockey TeamMay 2017 to Aug 2018
- Full-time StudentOct 2016 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7788896
- Firm CRD
- 149777