Griffin Montrose Caraccioli
Investment adviser representative at Cwm, LLC
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$50.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Cwm, LLCOct 2024 to now
- Cetera Wealth Services, LLCSep 2024 to now
- Cwm, LLC dba Carson Group HoldingsSep 2024 to now
- Cwm, LLC dba Carson Wealth-the Shobe Financial GroupSep 2024 to now
- First HorizonApr 2024 to Aug 2024
- Cetera Investment Advisers LLCNov 2023 to Apr 2024
- Cetera Advisor Networks LLCOct 2023 to Apr 2024
- Haysbreard Financial GroupOct 2023 to Apr 2024
- Cetera Investment Services LLCAug 2023 to Sep 2023
- Bayou Boys Fencing LLCAug 2021 to Aug 2023
- PortabellosAug 2020 to Aug 2021
- Louisiana State UniversityAug 2018 to Aug 2020
- Catholic High SchoolAug 2014 to Aug 2018
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (LA).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7788040
- Firm CRD
- 155344