Spencer James Herzog
Investment adviser representative at LPL Enterprise, LLC
10 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Enterprise, LLCMay 2025 to now
- George Mason UniversityAug 2023 to May 2025
- Lion Street Financial, LLCJul 2023 to May 2025
- Income & Estate Planning PartnersMay 2023 to May 2025
- Chuys Tex Mex RestaurantMay 2022 to Aug 2023
- O'neill's Irish PubMar 2022 to May 2022
- James Madison UniversityAug 2021 to Mar 2022
- Camp Whatakid - Silo CenterMay 2021 to Aug 2021
- Salisbury UniversityAug 2020 to May 2021
- New Hope ChurchJun 2018 to Aug 2018
- New Hope ChurchJun 2017 to Aug 2017
- West Springfield High SchoolAug 2016 to Aug 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (VA).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7787286
- Firm CRD
- 8733