Brian Denis Rogers
Investment adviser representative at Ameriprise Financial Services, LLC
11 yearsExperience
2 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Ameriprise Financial Services, LLCJul 2025 to now
- Wells Fargo Clearing Services, LLCOct 2024 to Jun 2025
- Global Atlantic Distributors, LLCJul 2023 to Oct 2024
- Global Atlantic Financial GroupJul 2023 to Oct 2024
- Hd Woodson High SchoolAug 2021 to Jun 2023
- Theodore Roosevelt High SchoolAug 2020 to Jun 2021
- Johns HopkinsMay 2020 to May 2022
- Lehigh UniversityAug 2019 to Mar 2020
- Atlantic City Blackjacks Arena Football TeamFeb 2019 to Aug 2019
- Sports Info SolutionsAug 2018 to Jan 2019
- Catholic UniversityAug 2015 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (DE, PA).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7786582
- Firm CRD
- 6363