Cade Roque
Investment adviser representative at Cornerstone Wealth Management, LLC
14 yearsExperience
1 stateRegistered in
$4.9BFirm assets
14 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- Cornerstone Wealth Management, LLCJul 2024 to now
- LPL Financial LLCJul 2024 to now
- Mutual of Omaha Investor ServicesJul 2023 to Jul 2024
- Mutual of Omaha Insurance CompanySep 2022 to Jul 2024
- UnemployedSep 2021 to Jun 2022
- Az Oasis PoolsSep 2020 to Sep 2021
- Gold Canyon RemodelingAug 2019 to Sep 2020
- TillysJul 2018 to Aug 2019
- UnemployedJan 2012 to Jul 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Cornerstone Wealth Management, LLC
$4.9BAssets managed
12,691Clients
90Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7785643
- Firm CRD
- 164666