Kristen Ambrose
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Cetera Investment Advisers LLCFeb 2025 to now
- Cetera Wealth Services, LLCOct 2024 to now
- Renaissance FinancialAug 2023 to now
- Cetera Advisor Networks LLCAug 2023 to Oct 2024
- UnemployedMay 2023 to Jul 2023
- Warrington Asset ManagementMay 2019 to Apr 2023
- Eventology SolutionsJul 2018 to May 2019
- Activist SkincareMay 2017 to Jul 2018
- Knowles Law FirmSep 2015 to Jun 2018
- Creighton University - Athletic DepartmentSep 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NE).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7785464
- Firm CRD
- 105644