Jean Sebastain Ruiz guzman
Investment adviser representative at TD Private Client Wealth LLC
10 yearsExperience
2 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- TD Private Client Wealth LLCJul 2023 to now
- TD Bank N.A.Jul 2023 to now
- Chadwell SupplyMay 2023 to Jun 2023
- UnemployedSep 2022 to Apr 2023
- TDJul 2022 to Aug 2022
- UnemployedJun 2021 to Jun 2022
- Four Points By SheratonJan 2021 to May 2021
- Double TreeAug 2020 to Dec 2020
- UnemployedMar 2020 to Jul 2020
- Best Western PlusNov 2019 to Feb 2020
- UnemployedNov 2018 to Oct 2019
- UnemployedJul 2017 to Oct 2018
- BrixxDec 2016 to Jun 2017
- UnemployedAug 2016 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (NC, SC).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7785269
- Firm CRD
- 164484