Troy Prober
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCJan 2026 to now
- Mechanics BankJan 2026 to now
- Edward JonesJul 2023 to Jan 2026
- Bank of AmericaOct 2020 to Jul 2023
- UnemployedApr 2020 to Oct 2020
- Phaidon InternationalFeb 2019 to Mar 2020
- Choice AdvertisingOct 2018 to Oct 2018
- Charles Mcmurray Co.Sep 2018 to Feb 2019
- Bj's RestaurantJul 2017 to Apr 2018
- BevmoJul 2017 to Nov 2017
- Sehlke Consulting LLCJan 2017 to Aug 2018
- UnemployedSep 2016 to Jan 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7784973
- Firm CRD
- 6413