Skip to content

Nicholas Hofmann

Investment adviser representative at J.P. Morgan Securities LLC
12 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business

Are you Nicholas Hofmann? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

12 years in the industry.

  1. J.P. Morgan Securities LLCJun 2024 to now
  2. JPMorgan Chase Bank (il)Jun 2024 to now
  3. RypSep 2025 to May 2026
  4. Illinois Bucs/rypApr 2025 to May 2026
  5. UnemployedMay 2024 to May 2024
  6. Cetera Investment Advisers LLCNov 2023 to Apr 2024
  7. Renaissance Financial CorpNov 2023 to Apr 2024
  8. Cetera Advisor Networks LLCAug 2023 to Apr 2024
  9. Minnesota Life Insurance CompanyJul 2023 to Aug 2023
  10. Securian Financial ServicesJul 2023 to Aug 2023
  11. Two Men and a Truck/ J&c EnterprisesJun 2023 to Oct 2023
  12. J & C Enterprises, IncMay 2023 to Oct 2023
  13. UnemployedSep 2022 to Apr 2023
  14. Butlers PantryJun 2022 to Aug 2022
  15. Midwest FuturesJun 2022 to Aug 2022
  16. Spec-tech IndustrialJun 2022 to Aug 2022
  17. UnemployedSep 2020 to May 2022
  18. AmazonMay 2020 to Aug 2020
  19. UnemployedSep 2019 to Apr 2020
  20. Tasty Catering CorpMay 2018 to Dec 2018
  21. UnemployedOct 2017 to Aug 2019
  22. Mt Prospect Park DistrictFeb 2017 to Sep 2017
  23. UnemployedJun 2014 to Jan 2017

Exams passed

  • Series 66 · Uniform Combined State Law2023

State registrations

Registered as an investment adviser representative in 1 state (IL).

J.P. Morgan Securities LLC

$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7783601
Firm CRD
79
Advisor's SEC record (opens in a new tab)
CallContact this firm