Cassidy Gordon
Investment adviser representative at UBS Financial Services Inc.
13 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- UBS Financial Services Inc.Dec 2024 to now
- UBSDec 2024 to now
- UnemployedDec 2023 to Dec 2024
- J.P. Morgan Securities LLCJul 2023 to Dec 2023
- JPMorgan Chase Bank NAJul 2023 to Dec 2023
- UnemployedSep 2022 to Jun 2023
- JPMorgan Chase Bank NAJun 2022 to Aug 2022
- UnemployedMar 2019 to May 2022
- Associated EsspressoSep 2018 to Feb 2019
- UnemployedJul 2013 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (WA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7782864
- Firm CRD
- 8174