Tuan C Le
Investment adviser representative at Sequoia Financial Group, L.L.C.
13 yearsExperience
1 stateRegistered in
$32.2BFirm assets
24 yearsFirm in business
Are you Tuan C Le? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlySubscriptionFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Sequoia Financial Group, L.L.C.Jun 2026 to now
- Morgan StanleyJun 2025 to May 2026
- UnemployedDec 2024 to May 2025
- Charles Schwab & Co., Inc.Aug 2023 to Nov 2024
- Charles Schwab Bank, SsbAug 2023 to Nov 2024
- State FarmMar 2022 to Jun 2023
- Pink and White NailsAug 2018 to Feb 2022
- StudentMay 2013 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (FL).
Sequoia Financial Group, L.L.C.
Legal name: Sequoia Financial Advisors, L.L.C.
$32.2BAssets managed
11,218Clients
252Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7781327
- Firm CRD
- 117756