Thomas James Mattingly
Investment adviser representative at Big Sioux Wealth Management
17 yearsExperience
1 stateRegistered in
$235.2MFirm assets
6 yearsFirm in business
Are you Thomas James Mattingly? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Big Sioux Wealth ManagementSep 2023 to now
- Big Sioux Financial, Inc. dba Big Sioux Wealth ManagementSep 2023 to now
- Watertown School DistrictAug 2009 to Aug 2023
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (SD).
Big Sioux Wealth Management
Legal name: Big Sioux Financial, Inc.
$235.2MAssets managed
868Clients
5Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7780904
- Firm CRD
- 299593