Andrew Plate
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
22 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
22 years in the industry.
- Bank of America, N.A.Aug 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2026 to now
- UnemployedAug 2025 to Jun 2026
- Merrill LynchJun 2025 to Aug 2025
- UnemployedAug 2024 to Jun 2025
- Morgan StanleyJun 2024 to Aug 2024
- UnemployedAug 2023 to Jun 2024
- Peak Wealth PartnersJun 2023 to Aug 2023
- UnemployedAug 2022 to Jun 2023
- Mainstreet PizzaJun 2022 to Aug 2022
- UnemployedAug 2021 to Jun 2022
- Stop&shopJun 2021 to Aug 2021
- UnemployedMar 2004 to Jun 2021
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NY).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7779431
- Firm CRD
- 7691