Caroline Fauquier
Investment adviser representative at Potomac
13 yearsExperience
1 stateRegistered in
$3.3BFirm assets
38 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Paralel Distributors LLCJun 2026 to now
- PotomacMay 2026 to now
- Potomac Fund Management, Inc.May 2026 to now
- Janney Montgomery Scott LLCOct 2024 to Apr 2026
- Montgomery County Public SchoolsFeb 2024 to Sep 2024
- New York Life Insurance CompanyJul 2023 to Jan 2024
- UnemployedMay 2023 to Jun 2023
- EscalentMar 2022 to Apr 2023
- Greenwald ResearchJun 2013 to Feb 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (MD).
Potomac
Legal name: Potomac Fund Management Inc
$3.3BAssets managed
1,261Clients
25Advisers
38 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7775530
- Firm CRD
- 105413