Samantha R Goodman
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Jan 2025 to now
- La ProvenceOct 2024 to Dec 2024
- UnemployedMay 2024 to Oct 2024
- Robert W BairdJun 2023 to Aug 2023
- Sforno TrattoriaSep 2022 to Oct 2022
- Robert W BairdJun 2022 to Aug 2022
- Si SenorJun 2021 to Aug 2021
- University of Colorado BoulderAug 2020 to May 2024
- American Medical ConceptsJun 2020 to Aug 2020
- UnemployedJun 2020 to Aug 2020
- Jesuit High SchoolSep 2016 to Jun 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (NC, WA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7775525
- Firm CRD
- 8174