James Douglas Johnston
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2023 to now
- UnemployedMay 2023 to Jun 2023
- University At BoulderMar 2023 to May 2023
- Eldora Ski & Ride SchoolJan 2023 to Jun 2023
- Unemployed - In SchoolAug 2022 to Jan 2023
- Space4goodJun 2022 to Aug 2022
- Good Karma FoodsSep 2021 to Jun 2022
- National Coney IslandJun 2021 to Aug 2021
- In SchoolAug 2020 to Jun 2021
- National Coney IslandJun 2020 to Aug 2020
- Colorado University At BoulderAug 2019 to May 2023
- In SchoolAug 2019 to Jun 2020
- National Coney IslandJun 2019 to Aug 2019
- In SchoolAug 2018 to Jun 2019
- Yoberri GourmetJun 2018 to Aug 2018
- In SchoolAug 2017 to Jun 2018
- National Coney IslandJun 2017 to Aug 2017
- Unemployed - StudentJul 2013 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (DC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7774626
- Firm CRD
- 7691