Dan Liu
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
16 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Bank of America, N.AJan 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2024 to now
- Nylife Securities LLCApr 2024 to Nov 2024
- New York Life Insurance CompanyJul 2023 to Nov 2024
- New York Life Securities LLCJul 2023 to Nov 2024
- National Alliance On Mental Illness, New JerseyOct 2019 to Jun 2023
- HomemakerJul 2019 to Jul 2023
- Jiangsu Family Planning Science & Technology Research InstituteSep 2018 to Jun 2019
- Population and Development Research Center of Jiangsu ProvinceAug 2010 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7773234
- Firm CRD
- 7691